Nomura linked to another insider trading case: sources - Chicago Tribune

Moneycontrol.com

Nomura linked to another insider trading case: sources Chicago Tribune TOKYO (Reuters) - Japan's securities regulator will seek a fine against a fund management arm of Sumitomo Mitsui Trust Holdings for insider trading for the second time and believes an employee of broker Nomura Holdings was again the source of the leak, ... Nomura linked to another insider trading case-sourcesReuters Nomura linked to another insider trading case - sourcesReuters India all 28 news articles »

Citadel's Broker Unit Said to Lose $35 Million on Facebook - San Francisco Chronicle

Financial News

Citadel's Broker Unit Said to Lose $35 Million on Facebook San Francisco Chronicle May 24 (Bloomberg) -- Citadel LLC, the investment firm run by Ken Griffin, said it lost money on Facebook Inc. trades in its broker-dealer unit. The loss at Citadel Securities may be as much as $35 million, according to a person with knowledge of the ... CORRECT (5/24): Citadel Trading Exec Leaving; Facebook Loss Seen Up To $35MWall Street Journal Broker losses on Facebook put at $100mFinancial Times Nasdaq caused $35 mn loss in Facebook IPO: brokerOutcome Magazine CNNMoney -Financial News all 155 news articles »

CFTC sues ex-Chicago broker, alleging Ponzi scheme - Chicago Tribune

CFTC Law

CFTC sues ex-Chicago broker, alleging Ponzi scheme Chicago Tribune (Reuters) - The Commodity Futures Trading Commission (CFTC) has sued a former Chicago floor broker, claiming he ran a four-year Ponzi scheme and fraudulently solicited at least $7.8 million to trade commodity futures contracts. In a civil lawsuit, ... CFTC Obtains Injunction Against Former Floor Broker for Margin Call Avoidance ...CFTC Law all 23 news articles »

Facebook flop hurts small investors' trust in stocks - Reuters

NEWS.com.au

Facebook flop hurts small investors' trust in stocks Reuters * Brokerage execs fear backlash from retail investors * Low trading volume, high cash balances seen continuing * Confidence in securities industry takes another hit By Jed Horowitz and Olivia Oran NEW YORK, May 25 (Reuters) - Just when brokers thought ... Morgan Stanley to discuss Facebook on broker callMarketWatch Small Investors Seek Answers to the Confusion of Facebook TradingPittsburgh Post Gazette Facebook IPO Deepens Investor Distrust of StocksBusinessWeek all 5,737 news articles »

Phillip Securities Acquires TOCOM Broker Membership - MarketWatch (press release)

Phillip Securities Acquires TOCOM Broker Membership MarketWatch (press release) Phillip Securities Japan is entitled to trade and clear for its global customers in the precious metals, oil and rubber markets. The total number of TOCOM members is now 84 (including 21 Broker Members). Mr. Tadashi Ezaki, President and CEO of TOCOM ... and more »